Financial Services Authority

Results: 3688



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11Economy / Consumer behaviour / Consumer complaint / Customer experience management / Shawbrook Bank / Financial Conduct Authority / Academia / Economics

C O M P L A I N T S P U B L I C AT I O N R E P O RT The Financial Conduct Authority (FCA) requires financial services firms to report on the number of FCA reportable customer complaints they receive on a half yearly bas

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Source URL: www.shawbrook.co.uk

Language: English - Date: 2016-03-04 08:49:32
12Economy / Money / Finance / Pensions / Financial services / Pension funds / Pension / Personal finance / Social law / European Insurance and Occupational Pensions Authority / Defined contribution plan

http://info.pensionsage.com/rp/212/process.clsp?t=2290DFCCBDAF1E7CDC0160201CBE82407.pdf

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Source URL: www.crossborderplans.com

Language: English - Date: 2016-05-06 09:28:57
13Economy / Finance / Money / Financial services / Bankruptcy / Collection agency / Debt / Financial Conduct Authority / Solicitors Regulation Authority

Consultation response: SRA Regulation of consumer credit Response by the Money Advice Trust Date: December 2014

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Source URL: www.moneyadvicetrust.org

Language: English - Date: 2015-01-13 03:56:05
14Economy / Financial services / Money / Banking / Payment systems / E-commerce / Direct debit / Accounting systems / Debit / Bank account / Bank / Cheque

IRVINE CAMPUS HOUSING AUTHORITY

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Source URL: www.icha.uci.edu

Language: English - Date: 2015-03-10 20:28:21
15Economy / Finance / Money / Types of insurance / Financial institutions / Insurance / Financial Services Compensation Scheme / Mortgage loan / Legal expenses insurance / Financial Conduct Authority / General insurance

kEY fACTS Combined IDD V8

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Source URL: www.ryburne.co.uk

Language: English - Date: 2016-07-29 15:41:49
16Economy / Finance / Money / Investment / Financial services / United States securities law / Self-regulatory organizations / Brokerage firm / Financial Industry Regulatory Authority / Stockbroker / Yield spread premium

How Widespread and Predictable is Stock Broker Misconduct?∗ Craig McCann, PhD, CFA† Chuan Qin, PhD‡ Mike Yan, PhD, CFA, FRM§ Abstract

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Source URL: slcg.com

Language: English - Date: 2016-06-02 16:19:24
17Economy / Payment systems / Money / Finance / Merchant services / Interchange fee / Payment / Financial Conduct Authority

FCAFEES (PAYMENT SYSTEMS REGULATOR) (NO 2) INSTRUMENT 2016 Powers exercised A.

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Source URL: www.handbook.fca.org.uk

Language: English
18Legal professions / Ombudsman / Government / Dispute resolution / Ethics / Financial Ombudsman Service / Ombudsmen in Australia

Financial Services Ombudsman Annual Report 2014 Financial Services Ombudsman Annual Report 2014 Presented to the Oireachtas under Section 57BR of the Central Bank and Financial Services Authority of Ireland Act, 2004

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Source URL: www.financialombudsman.ie

Language: English - Date: 2015-07-16 09:10:46
19Economy / Finance / Money / Systemic risk / Great Recession in the United States / Presidency of Barack Obama / Financial services / Consumer protection / Consumer protection law / Financial crisis of 20072008 / Financial Services Authority / DoddFrank Wall Street Reform and Consumer Protection Act

FSB Report on Consumer Finance Protection

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Source URL: www.housingfinance.org

Language: English - Date: 2011-11-09 03:51:27
20Economy / Finance / Money / Economy of the United Kingdom / HM Treasury / Financial Ombudsman Service / Financial Services and Markets Act / Financial literacy / Financial Services Authority

THE FINANCIAL SERVICES PRACTITIONER PANEL ANNUAL REPORT

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Source URL: www.fca-pp.org.uk

Language: English - Date: 2015-04-15 10:28:52
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